Books : Investment Adviser Regulation in a Nutshell (Nutshell Series)
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Binding: Paperback
Dewey Decimal Number: 346
EAN: 9780314172655
ISBN: 0314172653
Label: Thomson West
Manufacturer: Thomson West
Number Of Items: 1
Number Of Pages: 618
Publication Date: January 08, 2008
Publisher: Thomson West
Sales Rank: 93850
Studio: Thomson West
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Product Description:
This book is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder. In particular, it is targeted towards investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds and collateralized debt obligation (CDO) funds will likely find it useful as well.
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